17 CFR Part 3 Chief Compliance Officer Annual Report Requirements for Futures Commission Merchants, Swap Dealers, and Major Swap Participants; Amendments to Filing...

17 CFR Part 165 Whistleblower Awards Process Source link

17 CFR Parts 1 and 23 Cross-Border Application of the Registration Thresholds and External Business Conduct Standards Applicable to Swap Dealers and Major...

17 CFR Parts 1, 38, 40, and 170 Regulation Automated Trading Source link

17 CFR Parts 1, 23, and 140 Capital Requirements of Swap Dealers and Major Swap Participants Source link

17 CFR Parts 1, 15, 17, 19, 37, 38, 140, 150 and 151 Position Limits for Derivatives Source link

WASHINGTON, D.C. — The Commodity Futures Trading Commission’s Division of Enforcement today issued an advisory on how the Division will evaluate a company’s...

WASHINGTON, D.C. — Commodity Futures Trading Commission Acting Chairman Caroline D. Pham today announced Brian Young will serve as the agency’s Director of...

Federal Register, Volume 82 Issue 12 (Thursday, January 19, 2017) From the Federal Register Online via the Government Publishing Office ======================================================================= ----------------------------------------------------------------------- COMMODITY FUTURES TRADING COMMISSION 17...

Federal Register, Volume 82 Issue 13 (Monday, January 23, 2017)  From the Federal Register Online via the Government Publishing Office =======================================================================----------------------------------------------------------------------- COMMODITY FUTURES TRADING...

Federal Register, Volume...

Federal Register, Volume...

From the Federal Register Online via the Government Publishing Office ======================================================================= ----------------------------------------------------------------------- COMMODITY FUTURES TRADING COMMISSION 17 CFR Part 1 RIN 3038-AE62 Retail Commodity Transactions Involving Virtual Currency AGENCY:...

WASHINGTON, D.C. — The Commodity Futures Trading Commission today announced the U.S. District Court for the Eastern District of New York entered an...

Federal Register, Volume 83 Issue 100 (Wednesday, May 23, 2018) From the Federal Register Online via the Government Publishing Office =======================================================================----------------------------------------------------------------------- COMMODITY FUTURES TRADING COMMISSION 17...

WASHINGTON, D.C. — The Commodity Futures Trading Commission today announced the U.S. District Court for the District of Massachusetts entered a consent order against...