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    Futures & Commodities

    CFTC Issues Proposal to Revise Business Conduct and Swap Documentation Requirements for Swap Dealers and Major Swap Participants

    CFTC Issues Proposal to Revise Business Conduct and Swap Documentation Requirements for Swap...
    Futures & Commodities

    Agenda, Panelists for SEC-CFTC Roundtable on Regulatory Harmonization Efforts Announced

    WASHINGTON — The Commodity Futures Trading Commission and the Securities and Exchange Commission have announced the agenda and panelists for their joint Sept. 29 roundtable...
    Futures & Commodities

    Acting Chairman Pham Launches Tokenized Collateral and Stablecoins Initiative

    WASHINGTON — Commodity Futures Trading Commission Acting Chairman Caroline D. Pham announced today the CFTC will launch an initiative for the use of tokenized collateral...
    Futures & Commodities

    CFTC Staff Extends No-Action Position for Certain Package Transactions from the Trade Execution Requirement for Swaps

    CFTC Staff Extends No-Action Position for Certain Package Transactions from the Trade Execution...
    Futures & Commodities

    Acting Chairman Pham Announces New Leadership, Members of Global Markets Advisory Committee and Subcommittees

    WASHINGTON — Commodity Futures Trading Commission Acting Chairman Caroline D. Pham today announced new members of the Global Markets Advisory Committee and subcommittees,...
    Futures & Commodities

    CFTC Sanctions Trading Firm $212,500 for Wash Sales

    WASHINGTON — The Commodity Futures Trading Commission today issued an order filing and settling charges against Shinhan Securities Co. Ltd., a financial services...
    Futures & Commodities

    CFTC Obtains $1.2M for Fraud Victims, $2.8M Overall From Florida Commodity Firm, Owner

    WASHINGTON — The Commodity Futures Trading Commission today announced the U.S. District Court for the Southern District of Florida ordered Systematic Alpha Management...
    Futures & Commodities

    CFTC and SEC Extend Form PF Compliance Date to Oct. 1, 2026

    CFTC and SEC Extend Form PF Compliance Date to Oct. 1, 2026 |...
    Futures & Commodities

    CFTC Obtains $6.9M Restitution Order Against Three Individuals, Three Florida Firms in Metals Fraud Case

    WASHINGTON — The Commodity Futures Trading Commission today announced the U.S. District Court for the Southern District of New York entered a consent...
    Futures & Commodities

    CFTC Withdraws Parts 37 and 38 Proposed Rule

    CFTC Withdraws Parts 37 and 38 Proposed Rule | CFTC ...
    Futures & Commodities

    CFTC Obtains Court Order to Return $750,000 to Voyager Victims in Fraud Action

    WASHINGTON — The Commodity Futures Trading Commission today announced the U.S. District Court for the Southern District of New York entered a consent...
    Futures & Commodities

    CFTC Staff Issues No-Action Letter to UBS Europe SE Concerning Provision of Affiliate Support Activities

    CFTC Staff Issues No-Action Letter to UBS Europe SE Concerning Provision of Affiliate...
    Futures & Commodities

    CFTC Staff Withdraws Guidance on DCO Recovery Plans and Wind-down Plans

    CFTC Staff Withdraws Guidance on DCO Recovery Plans and Wind-down Plans | CFTC ...
    Futures & Commodities

    CFTC Withdraws Guidance Regarding Listing Voluntary Carbon Credit Derivative Contracts

    CFTC Withdraws Guidance Regarding Listing Voluntary Carbon Credit Derivative Contracts | CFTC ...
    Futures & Commodities

    CFTC Sanctions Colorado Trader and Illinois Company to Pay $200,000 for Spoofing

    WASHINGTON, D.C. — The Commodity Futures Trading Commission announced today it issued an order filing and settled charges against Brett Falloon and Flatiron Futures...
    Futures & Commodities

    CFTC Issues Withdrawal of Operational Resilience Framework Proposed Rules

    CFTC Issues Withdrawal of Operational Resilience Framework Proposed Rules | CFTC ...
    Futures & Commodities
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